FCA cracks down on fledgling wealth firm with £1.5m shortfall

The Financial Conduct Authority has clamped down on an investment firm after being alerted to a £1.5 million shortfall in its client monies and a £1.2 million shortfall in regulatory capital.

Back to article

You must be signed in to use the email a friend service. Click here to sign in or register

Sorry, this link is not
quite ready yet